Do you have an AML policy? Do you know what that is? In a recent examination, the Georgia Department of Banking and Finance cited a company for not having a complete policy. If you need a policy, want to be sure yours is up-to-snuff, or need help with AML implementation and training, please contact us.
Are you complying with Georgia’s background check requirements and prohibition on employment of felons anywhere? In several recent exams, the Georgia Department of Banking and Finance has cited companies for failure to comply with the background check requirements because the checks were limited in time or were not run through the GCIC. When the Georgia Department of Banking and Finance re-ran the checks, it found felons. These are serious violations subjecting your company to substantial fines and loss of your company license. Please contact us if you need help complying with this law.